S  E  R  V  I  C  E  S

We offer a wide range of paralegal services in securities law, contract law and general corporate and business law. We also can provide referrals to attorneys with whom we partner in order to provide a more complete suite of services.

Some of the work we do includes:

  • Preparing or overseeing SEC reporting and disclosure filings (S-1, S-3, S-8, 8-K, 10-K, 10-Q inter alia);

  • Preparing or reviewing Over The Counter (OTC) alternative reporting disclosure statements, drafting OTC “Current Information” attorney opinion letters;

  • FINRA corporate notification management for companies already publicly-traded on the OTC markets;

  • Technical writing, including disclosure memoranda, prospectuses, business plans and executive summaries;

  • Research into Blue Sky and federal securities laws (e.g., Securities Act of 1933 and Exchange Act of 1934) and regulations (Title 17 of the CFR Parts 200-242), and FINRA rules and regulations;

  • Drafting of stock tradability and other attorney opinion letters (requires licensed attorney review and approval);

  • Researching mergers and acquisitions laws, and overseeing M&A contracts and regulatory filings;

  • Transactional and general corporate paralegal work, including incorporations, bylaws, board and shareholder meeting minutes, share issuances;

  • Subsidiary spin-offs and acquisitions;

  • Corporate, capital, share and debt structure review; recommendations on improving each of these structures for the capital markets; and

  • Help companies bring their common stock to a publicly-traded secondary stock market or quotation service, and prepare the required SEC reporting and disclosure forms.


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